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SEC Releases Responses to FAQs on Form PF


The Securities and Exchange Commission ("SEC") recently issued responses to a set of frequently asked questions regarding the implementation of the new Form PF requirement under the Investment Advisers Act of 1940.

The responses will aid registered investment advisers that manage $150 million or more in private funds and, as a result, are subject to Form PF reporting. Guidance is given on questions related to hedge funds, liquidity funds, private equity funds, aggregation of assets principles, and reporting issues for fund of funds.

The SEC's Form PF FAQs is available here: http://sec.gov/divisions/investment/pfrd/pfrdfaq.shtml

The SEC will release additional FAQs related to Form PF, but the timing has not been announced. In the meantime, registered investment advisers may send questions to the SEC at FormPF@sec.gov.

For more information on Form PF, please contact Phil Mandel, CPA, J.H. Cohn partner and co-director of the Firm's Financial Services Industry Practice, at pmandel@jhcohn.com or 973-403-7986, or Jay Levy, CPA, J.H. Cohn partner and co-director of the Firm's Financial Services Industry Practice, at jlevy@jhcohn.com or 646-254-7412.

Download the full PDF.

Published date: 6/18/2012

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